Re: SBIR and STTR AND Faculty Owned/Controlled Companies salberts@xxxxxx 23 Jul 1997 17:23 EST
--Boundary_(ID_SWiB57RyidWiPDImHudhTA) Content-type: TEXT/PLAIN Dear Bill, Our policy is that a faculty member can establish his/her own small business and compete for SBIR/STTR funds. If university-owned intellectual property is involved in the set-up of the company, then obviously conversations must be had. The only big potential conflict arose when the PI wanted to subcontract back to himself from his own company. We said no. There would have been no arms-length relationship between prime and subcontractor. When a university partner is required for the solicitation, they need to have an independent faculty member involved. Susan Alberts Duke University ______________________________ Reply Separator _________________________________ Subject: SBIR and STTR AND Faculty Owned/Controlled Companies Author: xxxxxx@health.state.ny.us at internet Date: 7/23/97 8:43 AM Colleagues - I am begining to wonder if I am the only person that worries about faculty owned/controlled companies and their participation in SBIR and STTR programs, which include the employing university as the academic partner. As I recall the early days of the SBIR program, federal agencies were at the very least cautious about the relationships and conflicts that could be created and most institutions frowned on and/or prohibited the practice. As our world has evolved, federal sponsors have been encouraging of the notion of faculty establishing companies and competing for SBIR/STTR funds. My query to the group is, what are your institutional policies/positions on this general issue and what has been your experience in instances where faculty establish companies and seek SBIR/STTR funding? If this is a non-issue and I am just being too fussy, my apologies. Your comments directly to me or through the list will be appreciated and if there is response worthy of a summary report, I'll post same. Bill Reeves William W. Reeves, Director Phone 304/293-7398 Office of Sponsored Programs Fax 304/293-7435 West Virginia University E-mail xxxxxx@WVU.EDU --Boundary_(ID_SWiB57RyidWiPDImHudhTA) Content-type: TEXT/PLAIN RFC-822-headers: Received: by mc.duke.edu; Wed, 23 Jul 1997 18:09:38 -0400 (EDT) Received: by gate1.health.state.ny.us; Wed, 23 Jul 1997 17:26:44 -0400 Received: by gate1.health.state.ny.us; Wed, 23 Jul 1997 17:26:44 -0400 Received: by gate1.health.state.ny.us; Wed, 23 Jul 1997 17:26:44 -0400 Date: Wed, 23 Jul 1997 08:43:48 -0400 From: Research Administration Discussion Group <xxxxxx@health.state.ny.us> Subject: SBIR and STTR AND Faculty Owned/Controlled Companies Sender: Research Administration Discussion Group <xxxxxx@health.state.ny.us> To: Multiple recipients of list RESADM-L <xxxxxx@health.state.ny.us> X-To: xxxxxx@albnydh2.health.state.ny.us Reply-to: Research Administration Discussion Group <xxxxxx@health.state.ny.us> Message-id: <xxxxxx@gate1.health.state.ny.us> X-From: "WILLIAM W. REEVES" <xxxxxx@WVNVM.WVNET.EDU> --Boundary_(ID_SWiB57RyidWiPDImHudhTA)--