Kellie,

I don’t know for sure, but hopefully my posting will encourage someone who does know to respond. My initial reaction is that an SBA loan would be considered a federal award for this purpose. The goal of the regulation on cost sharing is to preclude one from using federal funds from one source as cost share on a project funded by different federal dollars, and it would seem that the SBA loan is federal money, at least until it is paid back.

Others more knowledgeable are kindly invited to jump in.

Carolyn

From: Research Administration List [mailto:xxxxxx@hrinet.org] On Behalf Of Kellie Dyslin
Sent: Monday, May 18, 2009 1:13 PM
To: xxxxxx@hrinet.org
Subject: [RESADM-L] Small Bus Administration loan as cost share?

 

Dear all:

 

Forwarding the question below on behalf of Jason Tardy in my office here at NIU. Thanks in advance for any advice.

 

Colleagues,

 

I am working on a Department of Energy proposal which requires 20% cost-share. My university will be partnering with a small business. Said small business would like to use an SBA loan as part of the cost-share.


Have any of you ever dealt with this situation? I have researched the regulations and found the following under CFR 600.313 (DOE Financial Assistance Rules):

 

"Acceptable contributions. All contributions, including cash
contributions and third party in-kind contributions, must be accepted as
part of the recipient's cost sharing or matching if such contributions
meet all of the following criteria:

...

(5) They are not paid by the Federal Government under another award
unless authorized by Federal statute to be used for cost sharing or
matching."

...

 

So the question is whether an SBA loan is considered an "award" or whether there is a statute authorizing its use for cost-sharing.

 

-----------------------------------

 

Jason Tardy

Research Development Specialist

Office of Sponsored Projects

Engineering Bldg. 140

Northern Illinois University

DeKalb, IL 60115

Phone: (815) 753-6911

Fax: (815) 753-1310

xxxxxx@niu.edu

 

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