See responses interspersed below.
Jon Elizabeth Hart, MPA,
CIP
Senior Director,
Sponsored Programs Administration
Senior Director, Human
Subjects Protections Program
The Rockefeller
University
1230 York Ave., NY, NY
10021-6399
tel: (212)
327-8054; fax: (212) 327-8400
email: xxxxxx@rockefeller.edu
-----Original Message-----
From: Research Administration List
[mailto:xxxxxx@HRINET.ORG] On Behalf Of Russell
Lentz
Sent: Friday, February 27, 2004
12:08 PM
To: xxxxxx@HRINET.ORG
Subject: [RESADM-L] limited
competition RFPs
Hi everybody!
We are trying to come up with a policy on how to handle limited competition
RFPs and have a few questions for you on your process/policy:
1. How do you handle RFPs that only allow for one or a
limited number of applicants?
We have a standing University Nominating
Committee that decides these matters. They meet regularly throughout the
year. An announcement is sent by
email, and short letters of intent (usually about 2 pages) are submitted to the
Committee. We occasionally have a
situation whereby the Committee just picks someone to apply who hasn’t
sent in a pre-application, and tells them to prepare an application.
2. Who or what body decides which applicant or small number of applicants can
submit their proposal?
Usually we send out the notices only to
the Head of Laboratory (we have labs here, not departments). They usually decide who in their lab
might be a good candidate.
3. What does the PI need to submit to the person or body ultimately deciding
who will be able to apply (an abstract, an abstract plus the budget, or a full
proposal)?
Usually about two pages – a short
summary, but longer than an abstract.
Usually the budget in these things is dictated by the sponsor.
4. Do you give PIs a deadline by which they have to submit such documents to
the body or person making this determination?
Yes, there are deadlines by which
applications must be submitted for each meeting. They are submitted to the Sponsored
Programs Office or to Development, depending on which office handles that
particular sponsor. The two offices
jointly support the Committee.
5. If so, how do you handle last minute PIs?
As with most grant deadlines, if they’re
late, they’re out of luck.
6. How do you handle PIs that submit their
proposal without coming through your office? This, in turn, could cause a PI
that did go through your office to be disqualified if only one applicant is
allowed.
Normally applications have to be signed
by an institutional official, which precludes their bypassing our office. When they do, we do not guarantee we
will accept the award if funded.
7. How do you make yourselves aware of such limited competition RFPs? Do you
leave the responsibility on the PIs to notify your office of a limited
competition RFP?
We provide the info to our faculty, from
a variety of sources. It is part of
our job to keep up with the announcements.
I think it has happened only once that a faculty member became aware of
an opportunity we were not aware of, and which didn’t make the normal
subscription funding databases or newsletters.
8. Once you have determined that such a limited competition RFP exists, how do
you notify other PIs that only one or a few PIs will be able to apply?
Likewise, how do you notify PIs that a decision has already been made about who
will be able to submit their proposal (i.e., via your website)?
We do not put these on our website, but
notify the Lab Heads by email.
9. How do you handle a PI that is selected to submit her proposal but decides
in the end not to do so, thereby disqualifying others in the process?
We try to find someone else, fast, and
help him/her get the application in.
Thanks,
Russ
Russell Lentz, Esq.
Associate Director
Florida State University
Sponsored Research Services
97 S. Woodward Ave.
Tallahassee, FL 32306-4166
(850) 644-5260 * Fax (850) 644-1464