Section 117 reporting Kettner, Valrey (23 Jun 2020 16:15 EST)
Re: Section 117 reporting Mark Sweet (24 Jun 2020 08:18 EST)
Re: Section 117 reporting Watkins,Kathryn A (24 Jun 2020 09:55 EST)
Re: Section 117 reporting Jennifer Shambrook (24 Jun 2020 12:13 EST)

Re: Section 117 reporting Jennifer Shambrook 24 Jun 2020 12:13 EST

I whole heartedly concur with Katie.  The awards report is to count the dollars that came in the door. They ALL go back out the door, one way or another, either as expenditures, unspent, or relinquishment. That does not change the fact that your investigator and institution competed for an award and got it.

As Katie said, expenditures and balances available are completely different metrics.

-Jennifer

-----Original Message-----
From: Research Administration List <xxxxxx@LISTS.HEALTHRESEARCH.ORG> On Behalf Of Watkins,Kathryn A
Sent: Wednesday, June 24, 2020 10:55 AM
To: xxxxxx@LISTS.HEALTHRESEARCH.ORG
Subject: Re: [RESADM-L] Section 117 reporting

Valrey -
From the pre-award perspective, an award is an award.  You would not report a negative.   Expenditure reports are auditable but award reports are not.  Think about how many awards you receive that aren't fully spent out...negatives are not reported for those awards.

Katie Watkins
Kathryn Watkins, M.Ed., CRA, CFRA
Associate Director & IRB Administrator
Office of Research Administration
The University of Akron
Akron, OH 44325-2102   330-972-6764

My 2020 summer schedule is 26 hours per week, generally Tuesday through Friday.  However, days and times may vary.  If you have emailed and not heard back from me within 24 hours, please contact Kathee Evans at xxxxxx@uakron.edu, or you may leave me a voicemail at 330-972-6764.

-----Original Message-----
From: Research Administration List <xxxxxx@LISTS.HEALTHRESEARCH.ORG> On Behalf Of Kettner, Valrey
Sent: Tuesday, June 23, 2020 5:15 PM
To: xxxxxx@LISTS.HEALTHRESEARCH.ORG
Subject: [RESADM-L] Section 117 reporting

CAUTION: This email originated from outside of The University of Akron.

If your institution has reported a qualifying gift or contract in a prior calendar year, and that funded project for whatever reason does not get completed and funds are returned, do you then do a negative report to reflect that?  If you have a $1.5M contract with a foreign entity that is reported, but then the project stalls out and significant funds are returned (let's say $500K), is there any reason to report a negative $500K on the next reporting cyle?  I am thinking not, as a negative is not a gift received or contract entered in to...but I would love to hear others' thoughts.

Valrey V. Kettner
Associate Vice President/Sponsored Programs Administration NORTH DAKOTA STATE UNIVERSITY

Research 1
Dept. 4000, PO Box 6050
Fargo, ND  58108-6050

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