Direct Cost Limit - Third Tier F&A Question Joanne Cobble (30 Aug 2013 14:36 EST)
Re: Direct Cost Limit - Third Tier F&A Question Wood, Roger (30 Aug 2013 15:04 EST)
Re: Direct Cost Limit - Third Tier F&A Question Sonavie Ong (30 Aug 2013 19:57 EST)
Re: Direct Cost Limit - Third Tier F&A Question Wood, Roger (30 Aug 2013 22:51 EST)
Re: Direct Cost Limit - Third Tier F&A Question Joanne Cobble (30 Aug 2013 20:05 EST)
Re: Direct Cost Limit - Third Tier F&A Question Marisa Steffers (30 Aug 2013 21:48 EST)
Re: Direct Cost Limit - Third Tier F&A Question Joanne Cobble (30 Aug 2013 22:15 EST)
Re: Direct Cost Limit - Third Tier F&A Question Moise, Jessica (31 Aug 2013 09:34 EST)
Re: Direct Cost Limit - Third Tier F&A Question Young, Katherine S (31 Aug 2013 10:53 EST)
Re: Direct Cost Limit - Third Tier F&A Question Moise, Jessica (31 Aug 2013 11:49 EST)
Re: Direct Cost Limit - Third Tier F&A Question Young, Katherine S (01 Sep 2013 11:12 EST)

Re: Direct Cost Limit - Third Tier F&A Question Young, Katherine S 31 Aug 2013 10:53 EST

But in practice there are exceptions where the first subrecipient is essential in the supervision of the activities of the lower tier subrecipient.  Think of the delays every time an invoice comes in... It's tough enough at times with your own PI approval.  In turn, as the middle institution, it can be frustrating when the lead institution did not write a clear, deliverable oriented sub award and we had no leverage to ensure performance.

Sent from my iPhone

On Aug 31, 2013, at 9:55 AM, "Moise, Jessica" <xxxxxx@MSSM.EDU> wrote:

> Agreed - while second tier subs are allowed they are almost never a good idea in practice.
> ________________________________________
> From: Research Administration List [xxxxxx@lists.healthresearch.org] on behalf of Marisa Steffers [xxxxxx@CHPNET.ORG]
> Sent: Friday, August 30, 2013 10:48 PM
> To: xxxxxx@lists.healthresearch.org
> Subject: Re: [RESADM-L] Direct Cost Limit  - Third Tier F&A Question
>
> why not just make the 3rd sub-contract a second sub-contractor of the prime?
> ________________________________________
> From: Research Administration List [xxxxxx@lists.healthresearch.org] On Behalf Of Joanne Cobble [xxxxxx@FOUNDATION.SDSU.EDU]
> Sent: Friday, August 30, 2013 9:05 PM
> To: xxxxxx@lists.healthresearch.org
> Subject: Re: [RESADM-L] Direct Cost Limit  - Third Tier F&A Question
>
> Thank you. As we interpreted the guidelines....
>
> Sent from my iPad
>
> On Aug 30, 2013, at 5:01 PM, "Wood, Roger" <xxxxxx@INFOEDGLOBAL.COM<mailto:xxxxxx@INFOEDGLOBAL.COM>> wrote:
>
> Joanne,
> Consistent with how standard sub awards work, the total costs of the third-tier sub award formally include both directs and indirects of the sub – as direct costs on the second-tier sub and, by extension on the prime. However, for purposes of assessing compliance with NIH direct cost limits on awards (e.g., the $500,000 annual costs rule), the third-tier sub award costs would be excluded just as would the second-tier sub award  indirect costs.
>
> Roger
>
> Roger Wood, SR PRODUCT MANAGER
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> From: Joanne Cobble <xxxxxx@FOUNDATION.SDSU.EDU<mailto:xxxxxx@FOUNDATION.SDSU.EDU>>
> Reply-To: Research Administration Discussion List <xxxxxx@lists.healthresearch.org<mailto:xxxxxx@lists.healthresearch.org>>
> Date: Friday, August 30, 2013 3:36 PM
> To: "xxxxxx@lists.healthresearch.org<mailto:xxxxxx@lists.healthresearch.org>" <xxxxxx@lists.healthresearch.org<mailto:xxxxxx@lists.healthresearch.org>>
> Subject: [RESADM-L] Direct Cost Limit - Third Tier F&A Question
>
> We are trying to confirm if we would exclude the third tier subcontract F&A for the purposes of calculating the direct cost prior approval letter?
> The NIH guidance isn’t very clear…
> Thank you. Joanne
>
> ·       Direct costs:
> o   In the rare case of third tier subawards, section F.5 “subawards/consortium/contractual” costs should include the total cost of the subaward, and the entire third tier award is considered part of the direct costs of the consortium for the purposes of calculating the primary applicant’s direct costs.
> o   Cost Principles. Regardless of what cost principles apply to the parent grantee, the consortium is held to the standards of their respective set of cost principles.
> ·       F&A:
> o   Consortium F&A costs are NOT included as part of the direct cost base when determining whether the application can use the modular format (direct costs < $250,000 per year), or determining whether prior approval is needed to submit an application (direct costs $500,000 or more for any year).
>
>
> Joanne Cobble
> Sponsored Programs Coordinator
> Sponsored Research Development
> San Diego State University Research Foundation
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